Nonlexical lifetimes: adding the outlives relation
9 May 2016
This is the third post in my series on nonlexical lifetimes. Here I want to dive into Problem Case #3 from the introduction. This is an interesting case because exploring it is what led me to move away from the continuous lifetimes proposed as part of RFC 396.
Problem case #3 revisited
As a reminder, problem case #3 was the following fragment:
fn get_default<'m,K,V:Default>(map: &'m mut HashMap<K,V>,
key: K)
> &'m mut V {
match map.get_mut(&key) { // + 'm
Some(value) => value, // 
None => { // 
map.insert(key, V::default()); // 
// ^~~~~~ ERROR // 
map.get_mut(&key).unwrap() // 
} // 
} // 
} // v
What makes this example interesting is that it crosses functions. In
particular, when we call get_mut
the first time, if we get back a
Some
value, we plan to return the point, and hence the value must
last until the end of the lifetime 'm
(that is, until some point in
the caller). However, if we get back a None
value, we wish to
release the loan immediately, because there is no reference to return.
Many people lack intuition for named lifetime parameters. To help get
some better intuition for what a named lifetime parameter represents,
imagine some caller of get_default
:
fn get_default_caller() {
let mut map = HashMap::new();
...
let map_ref = &mut map; // + 'm
let value = get_default(map_ref, some_key()); // 
use(value); // 
// <+
...
}
Here we can see that we first create a reference to map
called
map_ref
(I pulled this reference into a variable for purposes of
exposition). This variable is passed into get_default
, which returns
a reference into the map called value
. The important point here is
that the signature of get_default
indicates that value
is a
reference into the map as well, so that means that the lifetime of
map_ref
will also include any uses of value
. Therefore, the
lifetime 'm
winds up extending from the creation of map_ref
until
after the call to use(value)
.
Running example: inline
Although ostensibly problem case #3 is about crossfunction use, it
turns out that – for the purposes of this blog post – we can create
an equally interesting test case by inlining get_default
into the
caller. This will produce the following combined example, which will
be the running example for this post. I’ve also taken the liberty of
“desugaring” the method calls to get_mut
a bit, which helps with
explaining what’s going on:
fn get_default_inlined() {
let mut map = HashMap::new();
let key = ...;
...
let value = {
// this is the body of `get_default`, just inlined
// and slightly tweaked:
let map_ref1 = &mut map; // + 'm1
match map_ref1.get_mut(&key) { // 
Some(value) => value, // 
None => { // .
map.insert(key.clone(), V::default()); // .
let map_ref2 = &mut map; // .
map_ref2.get_mut(&key).unwrap() // + 'm2 .
} //  .
} //  
}; //  
use(value); //  
// <++
}
Written this way, we can see that there are two loans: map_ref1
and
map_ref2
. Both loans are passed to get_mut
and the resulting
reference must last until after the call to use(value)
has finished.
I’ve depicted the lifetime of the two loans here (and denoted them
'm1
and 'm2
).
Note that, for this fragment to typecheck, 'm1
must exclude the
None
arm of the match. I’ve denoted this by using a .
for that
part of the line. This area must be excluded because, otherwise, the
calls to insert
and get_mut
, both of which require mutable borrows
of map
, would be in conflict with map_ref1
.
But if 'm1
excludes the None
part of the match, that means that
control can flow out of the region 'm1
(into the None
arm) and
then back in again (in the use(value)
).
Why RFC 396 alone can’t handle this example
At this point, it’s worth revisiting RFC 396. RFC 396 was based on
the very clever notion of defining lifetimes based on the dominator
tree. The idea (in my own words here) was that a lifetime consists of
a dominator node (the entry point H
) along with a series of of
“tails” T
. The lifetime then consisted of all nodes that were
dominated by H
but which dominated one of the tails T
. Moreover,
you have as a consistency condition, that for every edge V > W
in
the CFG, if W != H
is in the lifetime, then V
is in the lifetime.
The RFC’s definition is somewhat different but (I believe) equivalent. It defines a nonlexical lifetime as a set R of vertifes in the CFG, such that:
 R is a subtree (i.e. a connected subgraph) of the dominator tree.
 If W is a nonroot vertex of R, and
V > W
is an edge in the CFG such that V doesn’t strictly dominate W, then V is in R.
In the case of our example above, the dominator tree looks like this (I’m labeling the nodes as well):
 A:
let mut map = HashMap::new();
 B:
let key = ...;
 C:
let map_ref1 = &mut map
 D:
map_ref1.get_mut(&key)
 E:
Some(value) => value
 F:
map.insert(key.clone(), V::default())
 G:
let map_ref2 = &mut map
 H:
map_ref2.get_mut(&key).unwrap()
 H:
 G:
 I:
use(value)
 E:
 D:
 C:
 B:
Here the lifetime 'm1
would be a set containing at least {D, E, I}, because the value in
question is used in those places. But then there is an edge in the CFG from H to I,
and thus by rule #2, H must be in 'm1
as well. But then rule 1 will require that F and G
are in the set, and hence the resulting lifetime will be {D, E, F, G, H, I}. This implies
then that the calls to insert
and get_mut
are disallowed.
The outlives relation in light of controlflow
In my previous post, I defined a lifetime as simply a set of
points in the controlflow graph and showed how we can use liveness to
ensure that references are valid at each point where they are
used. But that is not the full set of constraints we must consider. We
must also consider the 'a: 'b
constraints that arise as a result of
typechecking as well as where clauses.
The constraint 'a: 'b
means “the lifetime 'a
outlives 'b
”. It
basically means that 'a
corresponds to something at least as long
as 'b
(note that the outlives relation, like many other relations
such as dominators and subtyping, is reflexive – so it’s ok for 'a
and 'b
to be equally big). The intuition here is that, if you a
reference with lifetime 'a
, it is ok to approximate that lifetime to
something shorter. This corresponds to a subtyping rule like:
'a: 'b

&'a mut T <: &'b mut T
In English, you can approximate a mutable reference of type &'a mut T
to a mutable reference of type &'b mut T
so long as the new
lifetime 'b
is shorter than 'a
(there is a similar, though
different in one particular, rule governing shared references).
We’re going to see that for the type system to work most smoothly, we really want this subtyping relation to be extended to take into account the point P in the controlflow graph where it must hold. So we might write a rule like this instead:
('a: 'b) at P

(&'a mut T <: &'b mut T) at P
However, let’s ignore that for a second and stick to the simpler version of the subtyping rules that I showed at first. This is sufficient for the running example. Once we’ve fully explored that I’ll come back and show a second example where we run into a spot of trouble.
Running example in pseudoMIR
Before we go any further, let’s transform our running example into a
more MIRlike form, based on a controlflow graph. I will use the
convention that each basic block ia assigned a letter (e.g., A) and
individual statements (or the terminator, in MIR speak) in the basic
block are named via the block and an index. So A/0
is the call to
HashMap::new()
and B/2
is the goto
terminator.
A [ map = HashMap::new() ]
1 [ key = ... ]
2 [ goto ]

v
B [ map_ref = &mut map ]
1 [ tmp = map_ref1.get_mut(&key) ]
2 [ switch(tmp) ]
 
Some None
 
v v
C [ v1 = (tmp as Some).0 ] D [ map.insert(...) ]
1 [ value = v1 ] 1 [ map_ref2 = &mut map ]
2 [ goto ] 2 [ v2 = map_ref2.get_mut(&key).unwrap() ]
 3 [ value = v2 ]
 4 [ goto ]
 
v v
E [ use(value) ]
Let’s assume that the types of all these variables are as follows (I’m simplifying in various respects from what the real MIR would do, just to keep the number of temporaries and so forth under control):
map: HashMap<K,V>
key: K
map_ref: &'m1 mut HashMap<K,V>
tmp: Option<&'v1 mut V>
v1: &'v1 mut V
value: &'v0 mut V
map_ref2: &'m2 mut HashMap<K,V>
v2: &'v2 mut V
If we typecheck the MIR, we will derive (at least) the following outlives relationships between these lifetimes (these fall out from the rules on subtyping above; if you’re not sure on that point, I have an explanation below of how it works listed under appendix):
'm1: 'v1
– because of B/1'm2: 'v2
– because of D/2'v1: 'v0
– because of C/2'v2: 'v0
– beacuse of D/5
In addition, the liveness rules will add some inclusion constraints
as well. In particular, the constraints on 'v0
(the lifetime of the value
reference) will be as follows:
'v0: E/0
–value
is live here'v0: C/2
–value
is live here'v0: D/4
–value
is live here
For now, let’s just treat the outlives relation as a “superset”
relation. So 'm1: 'v1
, for example, requires that 'm1
be a
superset of 'v1
. In turn, 'v0: E/0
can be written 'v0: {E/0}
.
In that case, if we turn the crank and compute some minimal lifetimes
that satisfy the various constraints, we wind up with the following
values for each lifetime:
'v0 = {C/2, D/4, E/0}
'v1 = {C/*, D/4, E/0}
'm1 = {B/*, C/*, E/0, D/4}
'v2 = {C/2, D/{3,4}, E/0}
'm2 = {C/2, D/{2,3,4}, E/0}
This turns out not to yield any errors, but you can see some kind of
surprising results. For example, the lifetime assigned to v1
(the
value from the Some
arm) includes some points that are in the None
arm – e.g., D/5. This is because 'v1: 'v0
(subtyping from the
assignment in C/2) and 'v0: {D/5}
(liveness). It turns out you can
craft examples where these “extra blocks” pose a problem.
Simple superset considered insufficient
To see where these extra blocks start to get us into trouble, consider
this example (here I have annotated the types of some variables, as
well as various lifetimes, inline). This is a variation on the
previous theme in which there are two maps. This time, along one
branch, v0
will equal this reference v1
pointing into map1
, but
in the in the else
branch, we assign v0
from a reference v2
pointing into map2
. After that assignment, we try to insert into
map1
. (This might arise for example if map1
represents a cache
against some larger map2
.)
let mut map1 = HashMap::new();
let mut map2 = HashMap::new();
let key = ...;
let map_ref1 = &mut map1;
let v1 = map_ref1.get_mut(&key);
let v0;
if some_condition {
v0 = v1.unwrap();
} else {
let map_ref2 = &mut map2;
let v2 = map_ref2.get_mut(&key);
v0 = v2.unwrap();
map1.insert(...);
}
use(v0);
Let’s view this in CFG form::
A [ map1 = HashMap::new() ]
1 [ map2 = HashMap::new() ]
2 [ key: K = ... ]
3 [ map_ref1 = &mut map1 ]
4 [ v1 = map_ref1.get_mut(&key) ]
5 [ if some_condition ]
 
true false
 
v v
B [ v0 = v1.unwrap() ] C [ map_ref2 = &mut map2 ]
1 [ goto ] 1 [ v2 = map_ref2.get_mut(&key) ]
 2 [ v0 = v2.unwrap() ]
 3 [ map1.insert(...) ]
 4 [ goto ]
 
v v
D [ use(v0) ]
The types of the interesting variables are as follows:
v0: &'v0 mut V
map_ref1: &'m1 mut HashMap<K,V>
v1: Option<&'v1 mut V>
map_ref2: &'m2 mut HashMap<K,V>
v2: Option<&'v2 mut V>
The outlives relations that result from typechecking this fragment are as follows:
'm1: 'v1
from A/4'v1: 'v0
from B/0'm2: 'v2
from C/1'v2: 'v0
from C/2'v0: {B/1, C/3, C/4, D/0}
from liveness ofv0
'm1: {A/3, A/4}
from liveness ofmap_ref1
'v1: {A/5, B/0}
from liveness ofv1
'm2: {C/0, C/1}
from liveness ofmap_ref2
'v2: {C/2}
from liveness ofv2
Following the simple “outlives is superset rules we’ve covered so far,
this in turn implies the lifetime 'm1
would be {A/3, A/4, B/*, C/3, C/4, D/0}
. Note that this includes C/3
, precisely where we would
call map1.insert
, which means we will get an error at this point.
Locationarea outlives
What I propose as a solution is to have the outlives relationship take
into account the current position. As I sketched above, the rough idea
is that the 'a: 'b
relationship becomes ('a: 'b) at P
– meaning
that 'a
must outlive 'b
at the point P. We can define this
relation as follows:
 let S be the set of all points in
'b
reachable from P, without passing through the entry point of
'b
 reminder: the entry point of
'b
is the mutual dominator of all points in'b
 reminder: the entry point of
 without passing through the entry point of
 if
'a
is a superset ofS
,  then
('a: 'b) at P
Basically, the idea is that ('a: 'b) at P
means that, given that we
have arrived at point P, any points that we can reach from here that
are still in 'b
are also in 'a
.
If we apply this new definition to the outlives constraints from the
previous section, we see a key difference in the result. In
particular, the assignment v0 = v1.unwrap()
in B/0 generates the
constraint ('v1: 'v0) at B/0
. 'v0
is {B/1, C/3, C/4, D/0}
.
Before, this meant that 'v1
must include C/3
and C/4
, but now we
can screen those out because they are not reachable from B/0
(at
least, not without calling the enclosing function again). Therefore,
the result is that 'v1
becomes {A/5, B/0, B/1, D/0}
, and hence
'm1
becomes {A/3, A/4, A/5, B/0, B/1, D/0}
– notably, it no
longer includes C/3, and hence no error is reported.
Conclusion and some discussion of alternative approaches
This post dug in some detail into how we can define the outlives relationship between lifetimes. Interestingly, in order to support the examples we want to support, when we move to NLL, we have to be able to support gaps in lifetimes. In all the examples in this post, the key idea was that we want to exit the lifetime when we enter one branch of a conditional, but then “reenter” it afterwards when we join controlflow after the conditional. This works out ok because we know that, when we exit the firsttime, all references with that lifetime are dead (or else the lifetime would have to include that exit point).
There is another way to view it: one can view a lifetime as a set of
paths through the controlflow graph, in which case the points after
the match
or after the if
would appear on only on paths that
happened to pass through the right arm of the match. They are
“conditionally included”, in other words, depending on how
controlflow proceeded.
One downside of this approach is that it requires augmenting the subtyping relationship with a location. I don’t see this causing a problem, but it’s not something I’ve seen before. We’ll have to see as we go. It might e.g. affect caching.
Comments
Please comment on this internals thread.
Appendix A: An alternative: variables have multiple types
There is another alternative to lifetimes with gaps that we might consider. We might also consider allow variables to have multiple types. I explored this a bit by using an SSAlike renaming, where each verson assignment to a variable yielded a fresh type. However, I thought that in the end it felt more complicated than just allowing lifetimes to have gaps; for one thing, it complicates determining whether two paths overlap in the borrow checker (different versions of the same variable are still stored in the same lvalue), and it doesn’t interact as well with the notion of fragments that I talked about in the previous post (though one can use variants of SSA that operate on fragments, I suppose). Still, it may be worth exploring – and there more precedent for that in the literature, to be sure. One advantage of that approach is that one can use “continuous lifetimes”, I think, which may be easier to represent in a compact fashion – on the other hand, you have a lot more lifetime variables, so that may not be a win. (Also, I think you still need the outlives relationship to be locationdependent.)
Appendix B: How subtyping links the lifetime of arguments and the return value
Given the definition of the get_mut
method, the compiler is able to
see that the reference which gets returned is reborrowed from the
self
argument. That is, the compiler can see that as long as you are using
the return value, you are (indirectly) using the self
reference
as well. This is indicated by the named lifetime parameter 'v
that
appears in the definition of get_mut
:
fn get_mut<'v>(&'v mut self, key: &Key) > Option<&'v mut V> { ... }
There are various ways to think of this signature, and in particular
the named lifetime parameter 'v
. The most intuitive explanation is
this parameter indicates that the return value is “borrowed from” the
self
argument (because they share the same lifetime 'v
). Hence we
could conclude that when we call tmp = map_ref1.get_mut(&key)
, the
lifetime of the input ('m1
) must outlive the lifetime of the output
('v1
). Written using outlives notation, that would be that this call
requires that 'm1: 'v1
. This is the right conclusion, but it may be
worth digging a bit more into how the type system actually works
internally.
Specifically, the way the type system works, is that when get_mut
is
called, to find the signature at that particular callsite, we replace
the lifetime parameter 'v
is replaced with a new inference variable
(let’s call it '0
). So at the point where tmp = map_ref1.get_mut(&key)
is called, the signature of get_mut
is effectively:
fn(self: &'0 mut HashMap<K,V>,
key: &'1 K)
> Option<&'0 mut V>
Here you can see that the self
parameter is treated like any other
explicit argument, and that the lifetime of the key reference (now
made explicit as '1
) is an independent variable from the lifetime of
the self
reference. Next we would require that the type of each
supplied argument must be a subtype of what appears in the signature.
In particular, for the self
argument, that results in this
requirement:
&'m1 mut HashMap<K,V> <: &'0 mut HashMap<K,V>
from which we can conclude that 'm1: '0
must hold. Finally, we
require that the declared return type of the function must be a
subtype of the type of the variable where the return value is stored,
and hence:
Option<&'0 mut V> <: Option<&'v1 mut V>
implies: &'0 mut V <: &'v1 mut V
implies: '0: 'v1
So the end result from all of these subtype operations is that we have two outlives relations:
'm1: '0
'0: 'v
These in turn imply an indirect relationship between 'm1
and 'v
:
`'m1: 'v1`
This final relationship is, of course, precisely what our intuition led us to in the first place: the lifetime of the reference to the map must outlive the lifetime of the returned value.